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Securities and Futures Commission
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#	Item
151	IOSCO Asia-Pacific members support stronger regional cooperation Add to Reading List Source URL: www.iosco.org Language: English - Date: 2015-03-23 07:09:01 Financial markets Securities Commission Public administration Financial system Capital market U.S. Securities and Exchange Commission Securities and Futures Commission Australian Securities and Investments Commission Comisión Nacional del Mercado de Valores Financial regulation Government International Organization of Securities Commissions
152	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]April 8, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares of Wis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-08 11:01:14 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund Mutual fund Futures contract U.S. Securities and Exchange Commission Financial adviser Financial economics Investment Finance
153	CB[removed]Comparison of the legal structure and sanctions/penalties between enforcement bodies in Hong Kong and the US In response to the Hon. Mrs. Regina IP’s concerns set forth at item 2 of the List of Follo Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2009-02-20 04:34:54 Finance Financial services Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities and Exchange Commission Securities and Futures Commission Broker-dealer Financial economics Government United States securities law
154	Microsoft Word - Abstract - conference paper by Dr Fung Add to Reading List Source URL: www.forensic.hk Language: English - Date: 2015-04-12 04:17:26 Late-2000s financial crisis Investment banking Finance Financial economics Credit-linked note Financial crisis Securities and Futures Commission Bankruptcy of Lehman Brothers Hedge fund Economics Minibond Lehman Brothers
155	IOSCO Asia-Pacific members support stronger regional cooperation Add to Reading List Source URL: www.iosco.org Language: English - Date: 2015-03-23 07:09:01 Financial markets Securities Commission Public administration Financial system Capital market U.S. Securities and Exchange Commission Securities and Futures Commission Australian Securities and Investments Commission Comisión Nacional del Mercado de Valores Financial regulation Government International Organization of Securities Commissions
156	Microsoft Word - EDC09 Summary eng _070620 0930_ PS.doc Add to Reading List Source URL: www.cpu.gov.hk Language: English - Date: 2012-09-25 03:28:30 Central Policy Unit Securities and Futures Commission Hong Kong
157	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OC[removed]April 8, 2015 Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Relating to Ownership and Control R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-08 13:48:06 OneChicago LLC Securities Lending Commodity Futures Trading Commission Single-stock futures Securities Exchange Act Futures contract U.S. Securities and Exchange Commission Financial economics Financial system Finance
158	Academic Development Proposals[removed] Add to Reading List Source URL: www.ln.edu.hk Language: English - Date: 2015-04-02 02:56:01 Hong Kong Exchanges and Clearing Financial centre Financial regulation Securities and Futures Commission CCASS Economy of Hong Kong Financial system Finance
159	15 FebruaryMr Percy Bell Financial Markets Unit Corporations and Capital Markets Division The Treasury Add to Reading List Source URL: financialmarkets.tspace.gov.au Language: English - Date: 2013-02-17 23:01:54 Energy in Australia Australian Energy Market Commission National Electricity Market Over-the-counter Derivative Futures contract Electricity market Australian Securities and Investments Commission Energy market Financial economics Electric power Investment
160	HONG KONG EXCHANGES AND CLEARING LIMITED 12/F One International Finance Centre, 1 Harbour View Street, Central, Hong Kong Tel: ([removed]Fax: ([removed]Website: www.hkex.com.hk E-mail: [removed] Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2011-06-07 06:05:34 Hong Kong Exchanges and Clearing Hong Kong Stock Exchange Hang Seng Index Securities and Futures Commission Hong Kong Futures Exchange Futures exchange Futures contract Stock exchange National Stock Exchange of India Economy of Asia Economy of Hong Kong Financial economics

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